Stock And Investor Fraud - FAQ’s

"What Is Stock Fraud?
Stock fraud occurs when a broker or other investment professional violates the trust placed in him and, as a result, violates the rules of the securities industry.

How do I win a Stockbroker case?
You have to prove that you suffered a large loss due to the stockbroker, investment advisor or financial planner misconduct. You must also prove that you did nothing wrong.

What are typical cases of Stock Fraud?

How are securities cases resolved?
Arbitration. 95% of all brokerage agreements contain an arbitration clause, requiring the investor and brokerage firm to resolve any disputes regarding losses through arbitration.

What is Arbitration?
A Securities Arbitration hearing will occur about twelve months after the claim has been filed. At the hearing, the parties or claimants will put forth their case as in court, call witnesses, testify, offering exhibits, etc. The parties have the right to cross-examine each other's witnesses.  It is less formal than a trial.

The Law Office of Nadrich & Cohen, a national law firm, is actively reviewing securities and investment loss claims nationwide.  If you or a loved one lost a significant amount because of stockbroker or investment broker’s wrongdoing or fraud please immediately contact our specialist representatives.  Call our Investment Securities loss hotline at 800-722-0765 or complete the email questionnaire at the right and press submit.  A qualified representative will respond as soon as possible if we can be of assistance.  Since we are contingency lawyers there is never a charge for our services unless we first obtain a recovery for you.